Senior Compliance Manager - wemploy.com

The role will include both Investment Compliance and Regulatory Compliance

Job description:

Be an Investment Compliance fund subject matter expert and understand how to apply across fund business whether this relates to compliance eligibility questions or derivative products etc.
Works with peers over the infrastructure (e.g. Custody/Depositary areas) to make sure oversight needs are met with regards to investment restrictions – mitigate for any gaps, look to improve process and oversee breach resolution
Lead Compliance monitoring projects across Investment Compliance and Regulatory Compliance
Understanding Regulatory Compliance – keeping abreast of updates and changes to regulations and how this might impact the business process, regulatory reporting for CSSF, policy and/or procedure
Liaise with internal and external clients, auditors and regulators on compliance issues and be the lead for Regulatory related projects
Collaborate across infrastructure, particularly Product Management to review new fund on boarding processes, ensure investment compliance, understanding of requirements, monitoring needs, and prospectus updates etc

Your profile:

University degree in a finance related field
8-15 years’ experience within Compliance teams with strong exposure to investment compliance
Strong knowledge of the regulatory environment and legal requirements for Luxembourg and EMEA funds (UCITS law, CSSF circulars)
Good organisational, time management and communication skills
Control and risk minded – ability to come up with solutions and deliver
Ability to work under pressure

Bachelor Or Equivalent Level

	C1	English

10+ Years	Compliance/Legal

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